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23 wrz 2024 · Series 66 is a licensing exam for investment advisor representatives (IARs) or securities agents. It covers topics such as economic factors, investment vehicles, client strategies, and laws and regulations. To take the exam, you need to pass the Series 7 exam first.
27 kwi 2024 · Series 66 is an exam and license that qualifies individuals as investment advisor representatives or securities agents. Read on to learn about the testing requirements.
12 wrz 2023 · The Series 66 license, also known as the Uniform Combined State Law Examination, is a securities exam administered by the Financial Industry Regulatory Authority (FINRA). This license qualifies individuals to provide both investment advice and effect securities transactions on behalf of clients.
2 kwi 2024 · The Series 66 license and exam is designed to qualify candidates as either investment advisor representatives or securities agents.
17 cze 2024 · The Series 66 license is a state-specific license that allows license holders to act as financial advisors and transaction coordinators for securities-based products. It is regulated by NASAA, which provides the steps to becoming licensed.
The Series 66 exam — the NASAA Uniform Combined State Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 100 scored questions and 10 unscored questions. Candidates have 150 minutes to complete the exam.
13 lut 2024 · By passing the Series 66 exam, license holders are authorized to provide financial advice and facilitate the buying and selling of securities. It combines the knowledge and skills necessary for these roles, making it a crucial step for those pursuing a career in the financial advisory industry.
