Search results
The Series 3 exam is a NFA exam for commodities futures and options trading. Learn how to enroll, schedule, and prepare for the exam, which consists of two parts and 120 scored questions.
6 maj 2024 · The Series 3 License and Exam. The Series 3 examination is the all-encompassing test that is required by the National Futures Association (NFA) and the Commodities Futures Trading Commission...
15 sie 2024 · The Series 3 is a FINRA exam for commodities brokers who want to sell futures and options contracts. Learn about the exam topics, format, cost, and requirements, as well as other exams and certifications in the futures industry.
To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work. An individual must pass the exams prior to engaging in those areas of the business.
In most cases, an individual seeking NFA membership or registration as an AP is required to pass the National Commodity Futures Examination (NCFE or Series 3) unless: the individual passed the Series 3 with two years of the date the application is filed;
Series 3 Requirements. 1. Firm Sponsorship is NOT required. To take the Series 3 Exam, you must: — Be 18 years of age. 2. Study for Your Series 3 License. By choosing STC as your exam prep provider, you gain access to print and online study manuals, online practice exams, the instructor hotline, and more. 3.
In most cases, an individual seeking NFA membership or registration as an AP is required to pass the National Commodity Futures Examination (NCFE or Series 3) unless: the individual passed the Series 3 with two years of the date the application is filed;
