Search results
6 dni temu · Securities has 3 branches: Compliance; Enforcement; and Investor Education. Organizationally, these branches fall under the Business Registration Division, which is administered by the Securities Commissioner. REGULATE: Securities Compliance Branch
- Securities | Securities Overview/Services - Hawaii.gov
The Examination Section is responsible for conducting...
- Hawaii Administrative Rules Chapter 39 Securities
Historical Note: These new rules implement the new...
- Securities | Securities Overview/Services - Hawaii.gov
The Examination Section is responsible for conducting periodic field examination of broker-dealers and investment advisers registered in Hawaii to ensure that both the firm and their employees are in compliance with the Hawaii Uniform Securities Act.
Historical Note: These new rules implement the new securities laws that become effective on July 1, 2008. In 2006, the Legislature passed Act 229, which established the new Hawaii Uniform Securities Act in HRS chapter 485A. Act 229 also repealed the old securities laws in HRS chapter 485 on June 30, 2008. Because these old securities laws are
Welcome to the Business Registration (BREG) - Securities Online Portal The DCCA BREG Securities Online Portal is the quick way to submit your filings or to make a Complaint. Click on a tile below to start the filing process or to submit a complaint.
Use FindLaw to hire a local securities lawyer to help with securities transactions, securities arbitration, or recovery of investment losses. Need an attorney in Hawaii? FindLaw's Lawyer Directory is the largest online directory of attorneys.
3 dni temu · These figures don't include people who may have crossed the border undetected. The US Department of Homeland Security has estimated there were 11 million illegal migrants living in the US as of ...
SUBCHAPTER 1. GENERAL PROVISIONS. 16-38-1 Definitions. As used in this chapter, and in the forms, instructions, and orders of the commissioner of securities, the following meanings shall apply to the extent that they are not inconsistent with the definitions provided in chapter 485, HRS.
