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1. www.sec.gov › files › rulesGLOSSARY OF TERMS - SEC.gov

   www.sec.gov › files › rules

   Form ADV: Glossary Page 4 17. Government Entity: Any state or political subdivision of a state, including (i) any agency, authority, or instrumentality of the state or political subdivision; (ii) a plan or pool of assets controlled by the state or political subdivision or any agency, authority, or instrumentality

   • Form ADV Instructions and Glossary

     Form ADV Instructions and Glossary Static File. Copy Link...

2. www.sec.gov › file › formadv-instructionsForm ADV Instructions and Glossary - SEC.gov

   www.sec.gov › file › formadv-instructions

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   Form ADV Instructions and Glossary Static File. Copy Link Copied! Form ADV Instructions and Glossary Form ADV Instructions and Glossary. formadv-instructions.pdf (442.32 KB) Return to top. SEC homepage. About the SEC Budget & Performance; Careers; Commission Votes Contact; Contracts;

3. www.sec.gov › files › rulesAppendix C: Form ADV: Glossary of Terms - SEC.gov

   www.sec.gov › files › rules

   Form ADV: Glossary Page 5 23. Government Entity: Any state or political subdivision of a state, including (i) any agency, authority, or instrumentality of the state or political subdivision; (ii) a plan or pool of assets controlled by the state or political subdivision or any agency, authority, or

4. www.investor.gov › introduction-investing › investing-basicsForm ADV - Investor.gov

   www.investor.gov › introduction-investing › investing-basics

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   Form ADV is the uniform form used by investment advisers to register with both the SEC and state securities authorities. The form consists of two parts, both of which are available to the public on the SEC’s Investment Adviser Public Disclosure (IAPD) website.

5. www.investopedia.com › terms › fWhat Is SEC Form ADV? Definition, Requirements, and How to File

   www.investopedia.com › terms › f

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   14 lip 2022 · What Is SEC Form ADV? The Securities and Exchange Commission (SEC) requires all professional investment advisers to submit SEC Form ADV. This form specifies the investment style, assets...

6. www.kitces.com › blog › form-adv-part-1-rias-mistakes-best-practicesForm ADV Part 1: Common Missteps And Best Practices For RIAs -...

   www.kitces.com › blog › form-adv-part-1-rias-mistakes-best-practices

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   22 lut 2023 · Any italicized word appearing in Form ADV is generally a defined term included in the Form ADV Glossary. The Form ADV Glossary is thus a key document to have at hand when trying to decipher how a particular Form ADV question is to be answered.

7. kfi.ky.gov › Documents › FormADVGlossaryEXPLANATION OF TERMS - Kentucky

   kfi.ky.gov › Documents › FormADVGlossary

   Form ADV: Glossary Page 2 • A person is presumed to control a trust if the person is a trustee or managing agent of the trust. Used in: General Instructions; Part 1A, Instructions, Items 2, 7, 10, 11, 12, Schedules A, B, C, D;