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FORM 4. STATEMENT OF CHANGES OF BENEFICIAL OWNERSHIP OF SECURITIES. The Commission is authorized to solicit the information required by this Form pursuant to Sections 16(a) and 23(a) of the Securities Exchange Act of 1934, and Sections 30(h) and 38 of the Investment Company Act of 1940, and the rules and regulations thereunder.
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP. Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940. (Print or Type Responses)
29 kwi 2022 · Using Form 4 is not difficult once you know where to find them and how they read the report. Unlike the 10-k, 10-q, or 8-k, Form 4 remains not as well known but can provide valuable insights once you know where to look. In today’s post, we will discuss: What is an SEC Form 4; What Triggers a Form 4 Filing? What Does Code M Mean on Form 4?
6 cze 2024 · Form 4 must be filed with the SEC within two days of the transaction. Form 4 is a two-page document, which covers any buy-and-sell orders, as well as the exercise of company stock options.
SEC Form 4 Filing Instructions. STATEMENT OF CHANGES OF BENEFICIAL OWNERSHIP OF SECURITIES. SEC 1475 (05-19) Disclosure of information specified on this Form is mandatory. The information will be used for the primary purpose of disclosing the transactions and holdings of directors, officers, and beneficial owners of registered companies.
4 maj 2018 · Form 4. Statement of Changes in Beneficial Ownership. The following is a link to the SEC web site. The Federal Reserve Board does not maintain these forms and instructions. https://www.sec.gov/files/form4.pdf. File a report online. Search for a filing. Description:
17 lut 2016 · For more information on the specifics of Form 4, you can see the instructions of the SEC website here (link opens PDF).
