Yahoo Poland Wyszukiwanie w Internecie

Search results

1. brokercheck.finra.orgBrokerCheck - Find a broker, investment or financial advisor

   brokercheck.finra.org

   BrokerCheck gives you a snapshot of a broker's employment history, regulatory actions, and investment-related licensing information, arbitrations and complaints. Want more information? Browse the list of brokers barred by FINRA.

2. www.finra.org › investors › investingAbout BrokerCheck - FINRA.org

   www.finra.org › investors › investing

   • Zapisane w pamięci cache

   BrokerCheck is a free tool from FINRA that can help you research the professional backgrounds of investment professionals, brokerage firms and investment adviser firms.

3. www.finra.org › about-brokercheck › search-helpBrokerCheck Search Help - FINRA.org

   www.finra.org › about-brokercheck › search-help

   • Zapisane w pamięci cache

   Refine your search by entering only part of the name of the individual or firm. The CRD number, SEC number or zip code is incorrect or invalid. Make sure that you have entered the correct information or try using different criteria for your search.

4. www.finra.org › registration-exams-ce › classic-crdIndividual Registration and Licensing Information | FINRA.org

   www.finra.org › registration-exams-ce › classic-crd

   • Zapisane w pamięci cache

   Individuals who are or have been registered as a broker or investment adviser representative can now access their registration and licensing information via the Financial Professional Gateway (FinPro). This site contains information reported about an individual, including qualifications, employment history and disclosure events.

5. brokercheck.finra.org › firmBrokerCheck - Find a broker, investment or financial advisor

   brokercheck.finra.org › firm

   BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.

6. www.investor.gov › introduction-investing › getting-startedUsing BrokerCheck - Investor.gov

   www.investor.gov › introduction-investing › getting-started

   • Zapisane w pamięci cache

   Details on a broker’s background and qualifications are available for free on FINRA’s BrokerCheck website. Using BrokerCheck, you can search for a brokerage firm or individual broker by name or registration number, and link to state regulators’ websites.

7. gateway.finra.org › app › firmFINRA Gateway - Financial Industry Regulatory Authority

   gateway.finra.org › app › firm

   FINRA Gateway provides a search platform for finding information on registered brokers and firms, ensuring market integrity and investor protection.