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Module 5 (M5) - Rules And Regulations For Financial Advisory Services. The Module 5 Exam applies all persons who wish to provide any of the following financial advisory services: - Advise on securities and / or futures; - Advise on and / or arrange life insurance (whether or not include investment-linked policies);
Exam Schedule. Before you register and pay the relevant fee for DGIRM / ADGIRM / DLI / DPFP, you will first need to sign an Advisory Note and a Student Contract (incorporating the Claw back Provision if applicable) with SCI.
28 paź 2024 · CMFAS Module 5 (Rules And Regulations For Financial Advisory Services) Past Paper, Mock Paper, Exam Bank and Questions Bank. Updated Frequently with Instant Access. Free Preview available and Pass Guarantee.
Learn how you can reduce CMFAS Exam study time by 53% and achieve success completely for free. Start Free practice questions set two. Mistakes people make when preparing exam and how to avoid it. When to know if you are ready for to take the exam.
This document contains a 27 question mock exam for CMFAS Module 5. The questions cover topics like exempt financial advisers, CPF LIFE plans, rules around licensed financial adviser loans to representatives, requirements for appointed and provisional representatives, guidelines on structured deposits, and requirements for insurers launching new ...
RES5: Rules, Ethics and Skills for Financial Advisory Services. For Whom Those intending to: advise others concerning: securities; units in a collective investment scheme; exchange-traded derivatives contracts (include futures contracts or not futures contracts);
RES 5 - Rules, Ethics And Skills For Financial Advisory Services. The RES 5 Exam applies to all persons who wish to provide any of the following financial advisory services: - Advise on securities and / or futures; - Advise on and / or arrange life insurance (whether or not include investment-linked policies); - Advise on and / or market of ...
