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6 dni temu · This post explains the SEC's Form 8-K Item 5.02 reporting requirements for changes in corporate officers or directors. Learn how public companies must disclose departures, appointments, and related agreements, keeping investors informed of material events within four business days.
A Form 8-K is triggered under Item 5.02(b) when one of those officers retires, resigns or is terminated from the position that the executive officer is listed as holding in the most recent filing including executive compensation disclosure under Item 402(c) of Regulation S-K. [April 2, 2008]
Form 8-K shall be used for current reports under Section 13 or 15(d) of the Securities Exchange Act of 1934, filed pursuant to Rule 13a-11 or Rule 15d-11 and for reports of nonpublic information required to be disclosed by Regulation FD (17 CFR 243.100 and 243.101).
24 wrz 2024 · A Form 8-K must be filed pursuant to the requirements of Item 5.02 of the Form 8-K with a description of the departure or appointment.
This Checklist sets out the circumstances under which a company must file a report under Item 5.02 of Form 8-K in connection with the departure of directors or certain officers, the election of directors, the appointment of certain officers, the adoption or amendment of a material compensation plan or agreement and the grant or amendment of a ...
Form 8-K is the “current report” companies must file with the SEC to announce major events that shareholders should know about. The instructions for Form 8-K describe the types of events that trigger a public company's obligation to file a current report, including any of the following :
On February 13, 2015, Mr. Robinson entered into a Separation Agreement and General Release with the Company (the “Agreement”). The Agreement became effective February 13, 2015; provided, however, in accordance with federal law the Agreement provides Mr. Robinson the right to rescind the Agreement within seven (7) days of the Agreement’s ...
