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1. www.finra.org › registration-exams-ce › qualification-examsSeries 7 – General Securities Representative Exam - FINRA.org

   www.finra.org › registration-exams-ce › qualification-exams

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   The Series 7 exam — the General Securities Representative Qualification Examination (GS) — assesses the competency of an entry-level registered representative to perform their job as a general securities representative.

   • Series 52

     The Series 52 exam—the Municipal Securities Representative...

   • Qualification Exam Waivers and Exemptions

     FINRA may grant waivers, in exceptional cases, or exemptions...

   • Testing Accommodations Requests (Americans With Disabilities Act)

     All testing sites are wheelchair accessible for persons with...

   • Permitted Activities and Other Facts About Qualification Exams

     The following pages will be useful to registration managers...

   • Take the SIE Practice Test

     Test Your SIE Knowledge Get firsthand experience with a free...

   • Schedule an Exam

     the name of the exam or its identifying series ID (e.g.,...

   • Frequently Asked Questions

     The following FAQ on FINRA.org pertain to Qualification...

   • Limited English Proficiency

     or candidates who are taking the SIE and have enrolled for a...

2. www.investopedia.com › articles › financialcareersWhat Are Financial Securities Licenses? - Investopedia

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   22 lis 2024 · The Series 63 license is required by most states to sell securities within the issuing state. The Series 7 license is issued by FINRA to sell securities anywhere in the United States.

3. www.financialplannerworld.com › finra-examsA General Overview of FINRA’s Series 6, 7, 63, 65 and 66 Exams |...

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   To take the Series 7 Exam, a candidate must be sponsored by a FINRA member firm, which will file the Uniform Application for Securities Industry Registration or Transfer (Form U4) in the Central Registration Depository (CRD) and pay the required examination fee.

4. www.investopedia.com › articles › professionaleducationSeries 63 vs. Series 65 vs. Series 66: What's the Difference?

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   27 kwi 2024 · There are no prerequisites for the Series 63 or Series 65 exams while the Series 7 exam is a corequisite for the Series 66 exam. These exams ensure that financial advisors have a firm grasp...

5. www.kaplanfinancial.com › securities › series-7-63Series 7 & 63 License Exam Details | Kaplan - Kaplan Financial...

   www.kaplanfinancial.com › securities › series-7-63

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   The FINRA ® Series revised 7, General Securities Representative Qualification Exam, is required of individuals soliciting the purchase or sale of corporate, municipal and U.S. government securities, options, direct participation programs, investment company products, and variable contracts.

6. www.finra.org › registration-exams-ce › qualification-examsQualification Exams - FINRA.org

   www.finra.org › registration-exams-ce › qualification-exams

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   To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work. An individual must pass the exams prior to engaging in those areas of the business.

7. www.investopedia.com › terms › sSeries 63: Definition, Requirements, Topics, and Difficulty -...

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   18 sie 2024 · Agents must acquire the Series 63 license, in addition to a Series 7 or Series 6 license, to sell securities. FINRA administers the exam. Here's how you schedule it, depending on your...