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This course will address the goals and requirements associated with holding meetings, in contrast to the purposes and legal requirements surrounding a public hearing. It will address aspects of the Open Meetings Law, including executive sessions, quorums, minutes, public notices and video recording.
Information for broker-dealer and securities registration. Statutory authority General Business Law (GBL), Article 23-A, section 359-e and section 359-f and Supplementing Department Regulations, New York Codes, Rules, and Regulations (NYCRR), title 13, part 10: Brokers, Dealers, and Salespersons.
Most business corporations and limited liability companies (LLCs) may file their Biennial Statement online using the Department of State’s e-Statement Filing Service and pay the $9 filing fee using a credit card or debit card. MasterCard, Visa and American Express are acceptable forms of payment.
The Corporation and Business Entity Database includes business and not for profit corporations, limited partnerships, limited liability companies, limited liability partnerships, and other miscellaneous businesses.
5 sty 2021 · The NYAG’s amendments streamline and standardize New York’s blue sky filing requirements to conform to the federal securities registration requirements and most states’ blue sky requirements. The IPB’s new rules for blue sky filing requirements are available at this link and its guidance on these requirements is available at this link .
The New York Stock Exchange (NYSE, nicknamed "The Big Board") [4] is an American stock exchange in the Financial District of Lower Manhattan in New York City. It is the largest stock exchange in the world by market capitalization .
The New York State Department of Financial Services (DFS or NYSDFS) is the department of the New York state government responsible for regulating financial services and products, including those subject to the New York insurance, banking and financial services laws.
