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  1. 6 dni temu · Securities has 3 branches: Compliance; Enforcement; and Investor Education. Organizationally, these branches fall under the Business Registration Division, which is administered by the Securities Commissioner. REGULATE: Securities Compliance Branch

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      Securities Compliance: For franchise filings and securities...

  2. The Examination Section is responsible for conducting periodic field examination of broker-dealers and investment advisers registered in Hawaii to ensure that both the firm and their employees are in compliance with the Hawaii Uniform Securities Act.

  3. Securities Compliance: For franchise filings and securities registration filings, please go to https://dccabreg.force.com/securities/s/ and submit your application through our online portal. If you have any questions or need assistance, please email [email protected] or call (808) 586-2722.

  4. 14 gru 2023 · To check registration, contact the Office of the Securities Commissioner at (808)586-2722. When you call please have the name of the firm and the individual’s first and last name and middle initial if available.

  5. 4 dni temu · Introduction. A complete listing of the contact information for the State Securities Commissions, who regulate securities transactions , in addition to the rules and regulations of the Securities and Exchange Commission .

  6. Department of Commerce and Consumer Affairs. Find Out What You Should Do About Recent Data Breaches. Sign Up Now For LifeSmarts Challenge! State Unveils New Online Foreclosure Publication System. Check a Business or License.

  7. Allows you to search all businesses registered in the state of Hawaiʻi. Most documents and filings are available to purchase. Developed in partnership with: Business Registration Division; Department of Commerce and Consumer Affairs

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