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We investigate concerns about solicitors' standards of practice and compliance with the rules, where necessary taking regulatory action such as reprimanding the solicitor.
25 lis 2019 · The purpose of these rules is to set out the scope of the regulated financial services activities that may be undertaken by firms authorised by us and not regulated by the FCA. These rules do not apply to solicitors, RELs or RFLs practising outside firms authorised by us.
As a takeaway we have compiled the top five tips for getting the SRA rules right: 1. Ensure that your firm’s systems and controls in relation to handling client money are fully documented in...
· Hear more about the SRA Accounts Rules and how they’re working in practice· Get answers to questions about the practical implications of the rules· Discove...
This product contains a description of the new SRA Accounts Rules, as set out in the new SRA Handbook (see www.epslearning.com/area/new-sra-accounts-rules/61...
In this video, I will introduce you to the solicitors regulation authority. I've picked out the key rules from the SRA code of conduct that you need to know...
27 lip 2023 · In Activity 1 you will look at some different types of work carried out by solicitors and establish whether or not the work should be carried out by individuals directly authorised by the FCA, individuals who are supervised by the SRA or whether any authorisation is needed at all.
