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  1. SIE On-Demand Learning Guide . 1 stcusa.com | 800.782.1223 . How to Use This Learning Guide . As the instructor presents the material through the On-Demand lecture, use this Learning Guide to take notes, answer questions, and complete activities. Once the On-Demand program is complete, this Learning Guide can be used as an ongoing resource.

  2. Use our free SIE study guide to prepare for your Securities Industry Essentials Exam. This online study guide is divided into four sections based on FINRA’s SIE Content Outline . There is also a review quiz for each section.

  3. the Series 7 for years. For the new SIE Exam, I have compiled some key ideas for what it takes to pass. Whether you expect to study for two weeks or two months, this cheat sheet has the fundamental principles you need to succeed. Follow these tips and you’ll be on your way!! © Professional Exam Tutoring

  4. WEEK 1 To complete each chapter: 1. Watch the On-Demand Lecture for the chapter 2. Read the chapter in the study manual 3. Build a 10-question custom exam for the chapter * 4. Create a custom flashcard deck for the chapter Complete Chapters 1- 3 (Approx. 7.5 hours) Complete Chapters 4-5 Take Progress Exams 1 A and B Review all incorrect questions

  5. Securities Industry Essentials (SIE) Exam Details This is an entry-level exam assessing a candidate’s knowledge of basic securities industry information. It is a corequisite to several representative-level qualification exams. Exam Stats Study time: 70–90 hours; 3-4 weeks Format: 75 multiple-choice questions, plus 10 additional “pre-

  6. We offer a variety of instruction options and exam prep study tools to best suit your learning style and schedule. Choose one of Kaplan Financial Education's industry-leading study packages below or compare your exam prep options. Securities Industry Essentials (SIE), 3rd Edition.

  7. This comprehensive textbook is the foundation of your qualification exam preparation. The text contains everything you need to know for the exam, broken down into easily digestible units. Kaplan’s team of experts builds the content with a focus on the most recent rules and regulations.

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