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  1. Pass your FINRA ® exams or fulfill your NASAA continuing education requirements with Kaplan’s securities courses and IAR continuing education (CE) solutions. Our OnDemand, self-study, and Live Online securities licensing exam prep and IAR CE courses provide a convenient learning environment.

    • Series 63

      Series 63 Exam Prep Classes and Study Materials. Kaplan...

    • SIE Exam Prep

      SIE Exam Prep Classes and Study Materials. Kaplan Financial...

    • Free Materials

      Get a Free Question Of The Day for your Securities Exam....

    • FAQs

      Compare our study packages for Insurance, Securities, and...

    • How to Get Licensed

      This exam can be taken without corporate sponsorship, and is...

    • Getting Started

      Learn how to start preparing for your series exam and the...

  2. More than 1800 Flashcards can be organized by course, chapter or FINRA exam sections; this study tool will allow you to test yourself, whenever, wherever you have internet access. The program is delivered via the internet. The SIE Flashcards are available for 6 months from the first time of usage.

  3. Use our free SIE study guide to prepare for your Securities Industry Essentials Exam. This online study guide is divided into four sections based on FINRA’s SIE Content Outline . There is also a review quiz for each section.

  4. The SIE is a FINRA exam and pre-requisite to working within the financial services industry and is taken in combination with the following exams: Series 6, 7, 52, 57, 79, 86, 87 or 99. Individuals are not required to be an employee of a sponsoring firm in order to take the SIE exam. Starting at $124. View Packages. Series 3.

  5. 225+ chapters, 2,000+ templated, retakeable practice questions, and 20+ full-length practice exams in our course taught by elite FINRA prep tutor Brandon Rith. Pass your FINRA SIE exam the first time, or your money back.

  6. Prepare for the SIE and securities licensing exams with STC's expert online courses. Trusted and proven education to help you succeed in your finance career.

  7. SIE Exam Prep Classes and Study Materials. Kaplan Financial Education's securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the FINRA ® Securities Industry Essentials (SIE) Exam. We offer a variety of instruction options and exam prep study tools to best suit your learning style ...

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