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Financial, Insurance & Business Licenses. Apply for the CPA exam Board of Accountancy. Apply or renew a CPA firm license Board of Accountancy. Apply or renew a CPA individual license Board of Accountancy.
There are no pre-licensing education requirement, but would-be producers must pass the state’s licensing exam as conducted by independent third-party proctoring firm Prometric. Actual licensing registration is performed through either the Sircon or NIPR (National Insurance Producer Registry) systems.
6 kwi 2020 · register each of its representatives providing advice to a Virginia resident as required by § 13.1.504; any other information the Commission may require. Federal Covered Investment Advisor Initial Registration
This guide will help you to become a financial adviser in Virginia by describing how to register an independent investment advisor (IA) firm of your own or how to become registered as an investment adviser representative (IAR) so as to work for an established firm.
Broker-Dealer and Agent Registration Instructions. Note: All broker-dealer and agent registrations expire annually at midnight on the 31st day of December unless renewed. Virginia does not have a deminimus for broker-dealers. Broker-Dealer Initial Registration. Broker-Dealer Agent Initial Registration.
An individual applying for registration as an investment advisor representative shall be required to provide evidence of passing within the two-year period immediately preceding the date of the application (i) the Uniform Investment Adviser Law Examination, Series 65; (ii) the Uniform Combined State Law Examination, Series 66 and the General ...
14 paź 2024 · Virginia Insurance License. In order to get your Virginia insurance license, you’ll need to complete the following five steps: Figure Out Which Insurance License You’ll Need; Complete a Pre-Licensing Education Course; Pass the Relevant Virginia Insurance License Exam(s) Submit Your Insurance License Application