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Print a New License. Use the Producer/Licensee Search application to determine if a license has been issued and to view the license number. To log in to NY LINX and print a license, your license number is required. To get started, sign into NY LINX: NY LINX. Print a Duplicate License. A duplicate license may be requested when a license is lost ...
Learn more about Name Approvals | Fingerprinting for DFS | How to Print an Agent or Broker License. Use the links below to find all of the applications, licensing information, forms, filing instructions, and many other resources and tools unique to each type of entity we supervise.
Use the IdentoGO website to locate a New York State Authorized IdentoGO enrollment center. Enter the correct Service Code (see below) for your license type and hit 'Go'. At the top of the screen you will see the service code you entered and the name of the associated license. Make sure it is correct. Select 'Locate an Enrollment Center'.
A copy of the Business Certificate from the County Clerk’s must be submitted with your license application. Minimum License Requirements. To apply for a license, all sublicensees of the entity must: Be 18 years of age or older. Complete any prelicensing education requirements or hold a current license with the same lines of authority.
Basically, you need to work for any company within the financial services industry to take these license exams. However, there’s a plus to this too. Pretty much the majority of folks entering the industry now take the SIE exam first; this is a prerequisite exam you can take on your own without any sponsorship.
To become a financial advisor in New York, you’ll need to register an independent investment adviser (IA) firm or secure employment as an investment adviser representative (IAR) with an established New York-registered IA.
Get insurance licensing and jurisdiction compliance updates for New York. Learn more about New York insurance appointments, terminations, CE, and regulatory.
