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  1. More than 1800 Flashcards can be organized by course, chapter or FINRA exam sections; this study tool will allow you to test yourself, whenever, wherever you have internet access. The program is delivered via the internet.

  2. Begin preparing for your exam with the comprehensive License Exam Manual. Practice your test-taking skills and focus on areas of weakness with quizzes in the SecuritiesPro ™ QBank. Use the Video Library for additional clarification on exam topics you may be having trouble understanding.

  3. The Securities Industry Essentials (SIE) Exam Content Outline provides a comprehensive guide to the range of topics covered on the exam, as well as the depth of knowledge required. The outline is comprised of the four sections. The table below lists the allocation of exam questions for each section. Sections.

  4. 25 sty 2021 · The Series 9/10 exams are administered by the Financial Industry Regulatory Authority (FINRA) and were formerly known as the Series 8 Exam. As the name would suggest, the exam is broken...

  5. 17 kwi 2020 · We teamed up with a practicing Certified Public Accountant and finance professional to explain the differences between some of the most popular FINRA Series licenses available today to help you decide which one is right for you.

  6. 26 gru 2023 · The FINRA Series 8 license, officially known as the General Securities Sales Supervisor Qualification Examination (GS), is a regulatory requirement for individuals supervising the sales activities of general securities representatives.

  7. Part 1: Understanding Products and Their Risks. Part 2: Knowledge of Capital Markets. Part 3: Understanding Trading, Customer Accounts and Prohibited Activities. Test-Taking Tips. License Exam Manual. SecuritiesProTM QBank. Practice and Mastery Exams. Additional Study Tools.

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