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5 days before the exam: Identify your weakest areas from the mock exams and previous exams and drill problems. If a niche topic was on the October 2023 exam, it is unlikely to be on the April 2024 exam. This is a very aggressive study schedule; perhaps even over-studying for this exam.
There are only 4 Finra exams that I know of that don't need sponsorship, the SIE, 63, 65, and 66. The 65 & 66 are for advisors. The 63 is for reg reps and the SIE is a prerequisite for some other exams such as the 6 or 7.
Pretty much the majority of folks entering the industry now take the SIE exam first; this is a prerequisite exam you can take on your own without any sponsorship. Once you’ve taken (and passed) the SIE, then it would be best to start looking at entry-level positions in financial services.
20 gru 2020 · The past two exam sittings have had questions in the Specific Tasks that ask you to use non-technical language. For example, in June of 2020, there was a question that asked you to summarise a data manipulation processing for your manager. In the December 2019 exam, there was a question asking you to sell your model to a sales team.
2 cze 2016 · Take all of your license exams and then focus on your CFA. You are completely useless to your senior analyst, if you do not have your 7&63. You can continue to work without your 86&87, but your name will not be mentioned in the report. Most firms give you 90 days to complete all four exams.
17 kwi 2020 · We teamed up with a practicing Certified Public Accountant and finance professional to explain the differences between some of the most popular FINRA Series licenses available today to help you decide which one is right for you.
Learn all about prerequisites, exam format, duration, and topics covered by selecting the series exam you’re interested in by Kaplan Financial Education.
