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1. www.nasaa.org › verify-a-licenseVerify a License - NASAA

   www.nasaa.org › verify-a-license

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   NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION ™750 First Street NE, Suite 990 Washington, DC 20002 202-737-0900

2. brokercheck.finra.orgBrokerCheck - Find a broker, investment or financial advisor

   brokercheck.finra.org

   BrokerCheck gives you a snapshot of a broker's employment history, regulatory actions, and investment-related licensing information, arbitrations and complaints. Want more information? Browse the list of brokers barred by FINRA.

3. cdicloud.insurance.ca.gov › cal › LicenseNumberSearchLicense Number Search - California

   cdicloud.insurance.ca.gov › cal › LicenseNumberSearch

   Enter the agent, broker, adjuster, bail agent, other individual licensee, agency or organization license number to retrieve the details for that particular license.

4. dfpi.ca.gov › regulated-industries › broker-dealers-and-investment-advisersBroker-Dealers and Investment Advisers - DFPI

   dfpi.ca.gov › regulated-industries › broker-dealers-and-investment-advisers

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   10/21/2024 – 2025 Annual Renewals Reminder2025 Renewal Program Calendar for Broker-Dealers and Investment Advisers. Monday, November 11, 2024 – PRELIMINARY Renewal Statements are available through E-Bill on FINRA.; Monday, November 25, 2024 – DFPI Reminder Email will be sent to all licensees to renew their license for the calendar year 2025. . Licensees should ensure they have an active ...

5. www.dre.ca.gov › MultipleDepartmentMultiple Department License Lookup - DRE - California Department...

   www.dre.ca.gov › MultipleDepartment

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   This web page is provided as a one-stop resource for California real estate and financial services license information, laws and regulations. To check the license records of all four departments at once, click the button below: List of license types along with the responsible department

6. dfpi.ca.gov › regulated-industries › broker-dealers-and-investment-advisersCheck out your Investment Adviser - DFPI - The Department of...

   dfpi.ca.gov › regulated-industries › broker-dealers-and-investment-advisers

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   5 gru 2001 · Check out your money manager, financial planner, or other investment adviser on the Investment Adviser Public Disclosure website. On the “Investment Adviser Search” screen, enter the investment adviser’s name, CRD number or SEC file number and then follow the instructions for viewing the investment adviser’s Form ADV.

7. www.dre.ca.gov › MultipleLookupMultiple Jurisdiction License Lookup - DRE - California...

   www.dre.ca.gov › MultipleLookup

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   This page provides information on the Multiple Jurisdiction License Lookup system from the California Department of Real Estate (DRE)