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The Series 66 exam is a state law exam for investment adviser representatives and broker-dealer agents. Learn how to enroll, schedule and take the exam, and how to maintain your qualification with FINRA and NASAA.
2 kwi 2024 · The Series 66 license and exam is designed to qualify candidates as either investment advisor representatives or securities agents.
23 wrz 2024 · The Series 66 exam is a state-level licensing exam for investment advisor representatives (IARs) and securities agents. Learn about the exam content, structure, cost, and requirements, and how it differs from the Series 63 and Series 65 exams.
27 kwi 2024 · The Series 66 exam is a combination of the Series 63 and Series 65 exams, which test the knowledge of securities agents and investment advisors. Learn about the exam purpose, prerequisites, time limit, questions, passing score, cost, and how it differs from the Series 63 and Series 65 exams.
12 wrz 2023 · Learn what the Series 66 license is, how to get it, and what it can do for your career in financial services. Find out the exam content, fees, eligibility, and benefits of this securities exam.
17 cze 2024 · The Series 66 license is a state-specific license that combines the roles of financial advisor and transaction coordinator for securities-based products. Learn who needs it, what it allows you to do, how to get it, and how to keep it current.
Obtaining the Series 66 license demonstrates a comprehensive understanding of both state securities regulations and investment advisory principles, providing a significant advantage in the competitive financial sector. Series 66 Exam Cost. The cost to take the Series 66 exam is $177. This fee is required upon registration for the exam.
