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1. Enroll for an Exam. 2. Schedule an Exam. 3. On the Day of Your Exam. The Series 32 exam—the Limited Futures Examination-Regulations—is a National Futures Association (NFA) exam administered by FINRA.
The current Series 32 exam consists of 35 True/False and multiple-choice questions covering U.S. regulations and compliance. Current Time Limit: 45 minutes. Re-Taking the Exam
All FINRA exams are available to be scheduled at a Prometric test center. Back-to-back scheduling is a feature that allows for the scheduling of two appointments on the same day and at the same test center in one transaction.
Effective Dates. Securities Industry Essentials (SIE) Exam. 10/2018 – present. Series 3 – National Commodities Futures Exam. 1966 – present. Series 4 – Registered Options Principal Exam. 04/1975 – present. Series 6 – Investment Company and Variable Contracts Products Representative Exam. 08/1980 – present.
The Series 32 Exam, designed by the National Futures Association (NFA), provides testing relief to individuals registered in qualified non-U.S. jurisdictions — currently only Canada and the United Kingdom*.
To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work. An individual must pass the exams prior to engaging in those areas of the business.
The NFA Limited Futures Examination - Regulations, commonly called the Series 32, is offered to individuals who are registered by regulatory authorities in jurisdictions outside the U.S. where the NFA has determined that proficiency requirements are similar to its own.
