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The Series 32 exam—the Limited Futures Examination-Regulations—is a National Futures Association (NFA) exam administered by FINRA. The exam consists of 35 scored questions. Candidates have 45 minutes to complete the exam. The passing score is 70%.
The current Series 32 exam consists of 35 True/False and multiple-choice questions covering U.S. regulations and compliance. Current Time Limit: 45 minutes. Re-Taking the Exam
Option 1: Schedule your exam in a Prometric test center. All FINRA exams are available to be scheduled at a Prometric test center. Back-to-back scheduling is a feature that allows for the scheduling of two appointments on the same day and at the same test center in one transaction.
Effective Dates. Securities Industry Essentials (SIE) Exam. 10/2018 – present. Series 3 – National Commodities Futures Exam. 1966 – present. Series 4 – Registered Options Principal Exam. 04/1975 – present. Series 6 – Investment Company and Variable Contracts Products Representative Exam. 08/1980 – present.
To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work. An individual must pass the exams prior to engaging in those areas of the business.
The Series 32 Exam, designed by the National Futures Association (NFA), provides testing relief to individuals registered in qualified non-U.S. jurisdictions — currently only Canada and the United Kingdom*. Any questions regarding eligibility should be directed to NFA prior to taking the Series 32.
All individuals who solicit retail forex business or who supervise that activity must have taken and passed two exams—the National Commodity Futures Examination (Series 3) and the Retail Off-Exchange Forex Examination (Series 34), which is an exam focusing exclusively on forex-related questions.
