Yahoo Poland Wyszukiwanie w Internecie

Search results

1. adviserinfo.sec.govIAPD - Investment Adviser Public Disclosure - Homepage

   adviserinfo.sec.gov

   You can search for an Investment Adviser firm on this website and view the registration or reporting form ("Form ADV") that the adviser filed. This website will also search FINRA's BrokerCheck system and indicate whether an entity is a Brokerage firm.

   • Resources

     Resources - IAPD - Investment Adviser Public Disclosure -...

   • The Carlyle Group

     Search Please be aware that fraudsters may link to...

   • Harbourvest Partners, LLC

     Search Please be aware that fraudsters may link to...

   • Capital One Advisors, LLC

     Investment adviser firms registered with the SEC may be...

   • Pinebridge Investments LLC

     Pinebridge Investments LLC - IAPD - Investment Adviser...

   • Lpl Financial LLC

     Lpl Financial LLC - IAPD - Investment Adviser Public...

   • Edward Jones

     Edward Jones - IAPD - Investment Adviser Public Disclosure -...

   • Francisco Partners

     Francisco Partners - IAPD - Investment Adviser Public...

2. adviserinfo.sec.gov › firmIAPD - Investment Adviser Public Disclosure - Homepage

   adviserinfo.sec.gov › firm

   IAPD provides information on Investment Adviser firms regulated by the SEC and/or state securities regulators.

3. dfpi.ca.gov › check-out-your-investment-adviserCheck out your Investment Adviser | The Department of Financial...

   dfpi.ca.gov › check-out-your-investment-adviser

   • Zapisane w pamięci cache

   5 gru 2001 · Check out your money manager, financial planner, or other investment adviser on the Investment Adviser Public Disclosure website. On the “Investment Adviser Search” screen, enter the investment adviser’s name, CRD number or SEC file number and then follow the instructions for viewing the investment adviser’s Form ADV.

4. www.investor.gov › getting-started › working-investment-professionalUsing IAPD - Investor.gov

   www.investor.gov › getting-started › working-investment-professional

   • Zapisane w pamięci cache

   The IAPD database provides information about investment adviser firms registered with the SEC and most state-registered investment adviser firms. The SEC typically regulates larger investment advisers while smaller investment advisers generally are regulated by the states.

5. www.sec.gov › data-research › sec-markets-dataSEC.gov | Information About Registered Investment Advisers and...

   www.sec.gov › data-research › sec-markets-data

   • Zapisane w pamięci cache

   1 paź 2024 · You can view a SEC-registered investment adviser, SEC Exempt Reporting Adviser, or State-registered investment adviser's most recent Form ADV online by visiting the Investment Adviser Public Disclosure (IAPD) (www.adviserinfo.sec.gov) website.

6. www.investor.gov › introduction-investing › general-resourcesHow to Use the Investment Professional Search Tool on...

   www.investor.gov › introduction-investing › general-resources

   • Zapisane w pamięci cache

   6 sie 2020 · The Check Out Your Investment Professional search tool uses the SEC’s IAPD (Investment Adviser Public Disclosure) database as a one-stop shop to access certain information that SEC- and state-registered investment advisers are required to provide about their businesses and investment advisory representatives. IAPD also provides access to ...

7. dfpi.ca.gov › sec-investment-adviserSEC Investment Adviser | The Department of Financial Protection...

   dfpi.ca.gov › sec-investment-adviser

   • Zapisane w pamięci cache

   The Securities and Exchange Commission (“SEC”) generally regulates investment adviser (“IA”) firms with more than $100 million in assets under management (and certain other investment adviser firms that meet other statutory criteria). See SEC Rule 203A-1 and SEC Rule 203A-2 and Dodd-Frank.