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FORM 4. Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. To find a form, either select the appropriate category below or scroll through the full list of SEC forms in alphanumeric order.
For assistance with EDGAR questions, call the Filer Support Office at (202) 551- 8900. The Form F-4 registration statement must be in the English language, as required by Regulation S-T Rule 306 (17 CFR 232.306) for electronic filings and Securities Act Rule 403(c) (17 CFR 230.403(c)), generally.
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP. Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940.
This form is a reprint of SEC material for Form F-4. PwC guidance can be found in the PwC SEC Manual at Section 8135.
1 gru 2022 · • Section 4 discusses the principles of interim accounting and financial reporting. • Section 5 covers quarterly financial information in an earnings release or quarterly report to shareholders. • Section 6 explains the involvement of independent auditors.
11 mar 2022 · The Form 4 is available through the SEC’s website as a downloadable PDF. Once filled out correctly (see below for filing information), the reporting person must file the form via the Commission’s Electronic Data Gathering and Analysis and Retrieval System (EDGAR).
