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STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP. Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940. (Print or Type Responses)
See Rule 16a-1(a)(2)(ii)(B) and Rule 16a-1(a)(2)(iii). Where more than one beneficial owner of the same equity securities must report the same transaction on Form 4, such owners may file Form 4 individually or jointly. Joint and group filings may be made by any designated beneficial owner.
This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. To find a form, either select the appropriate category below or scroll through the full list of SEC forms in alphanumeric order.
1 gru 2022 · • Section 3 discusses the requirements for financial information in Part I of Form 10-Q. • Section 4 discusses the principles of interim accounting and financial reporting. • Section 5 covers quarterly financial information in an earnings release or quarterly report to shareholders.
17 cze 2024 · SEC filings are forms companies file with the SEC to disclose business and financial information. Learn how to read SEC filings to find key stock details.
20 cze 2023 · SEC Form 4 is a filing required by the U.S. Securities and Exchange Commission (SEC) for individuals who hold positions as corporate insiders in publicly traded companies. It reports their transactions in company securities, such as purchases, sales, grants and exercises of stock options.
11 mar 2022 · Officially known as Form 4: Statement of Changes in Beneficial Ownership, Form 4 needs to be completed and filed with the SEC whenever a company ‘insider’ in the US buys or sells shares in their own company. In this guide, we look at the basics of SEC Form 4, including how to read Form 4 filings.
