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This Form may be used by any foreign private issuer, as defined in Rule 405 (§230.405 of this chapter), for registration under the Securities Act of 1933 (“Securities Act”) of securities to be issued: (1) in a transaction of the type specified in paragraph (a) of Rule 145 (§230.145 of this chapter); (2) in a merger in which the applicable law wo...
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
FORM 4. STATEMENT OF CHANGES OF BENEFICIAL OWNERSHIP OF SECURITIES. The Commission is authorized to solicit the information required by this Form pursuant to Sections 16(a) and 23(a) of the Securities Exchange Act of 1934, and Sections 30(h) and 38 of the Investment Company Act of 1940, and the rules and regulations thereunder.
SEC Form 4 Filing Instructions. STATEMENT OF CHANGES OF BENEFICIAL OWNERSHIP OF SECURITIES. SEC 1475 (05-19) Disclosure of information specified on this Form is mandatory. The information will be used for the primary purpose of disclosing the transactions and holdings of directors, officers, and beneficial owners of registered companies.
6 cze 2024 · SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in...
This form is a reprint of SEC material for Form F-4. PwC guidance can be found in the PwC SEC Manual at Section 8135.
1 gru 2022 · • Section 3 discusses the requirements for financial information in Part I of Form 10-Q. • Section 4 discusses the principles of interim accounting and financial reporting. • Section 5 covers quarterly financial information in an earnings release or quarterly report to shareholders.
