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The Series 16 exam — the Supervisory Analyst Qualification Exam (SA) — assesses the competency of an entry-level principal to perform their job as a supervisory analyst.
Series 16 exam results are typically available immediately upon completion of the test. Candidates will receive their pass or fail status at the testing center. Detailed score reports are usually provided within a few business days.
To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work. An individual must pass the exams prior to engaging in those areas of the business.
The following is a list of the U.S. Financial Industry Regulatory Authority (FINRA), NASAA, and National Futures Association (NFA) financial securities examinations. Most FINRA examinations are divided into two categories: Registered Representative and Registered Principal levels.
28 sie 2013 · The number of questions on the Series 16 examination remains at 100 multiple-choice questions (50 multiple-choice questions for each part), and candidates continue to have one and one-half hours to complete Part I of the examination and two hours to complete Part II.
Practice Test for Series 16 Exam Prep. The Series 16 Exam is a principal level licensing exam that qualifies a person as a Supervisory Analyst. The exam is broken down into two parts – Part 1 focuses on Regulations and Part 2 focuses on the Valuation of Securities.
8 mar 2024 · Key Series exams include Series 7, 63, 6, 57, and 24, each catering to different aspects of securities trading. The SIE exam serves as a foundational step, assessing basic knowledge of the securities industry, regulatory agencies, and prohibited practices.
