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  1. The Series 31 exam—the Futures Managed Funds Examination—is a National Futures Association (NFA) exam administered by FINRA. The exam consists of 45 scored questions. Candidates have one hour to complete the exam. The passing score is 70%. Note: NFA exams are required to be taken in a test center.

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  3. NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION ™750 First Street NE, Suite 990 Washington, DC 20002 202-737-0900

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  5. In addition, the registration section may refer an application to the enforcement section for review. Download the appropriate form (s) below. For more information, see the answers to frequently asked questions regarding broker and adviser registration.

  6. BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.

  7. 8 sty 2023 · The Series 31 is a financial industry licensing exam that allows one to sell or supervise managed futures funds or commodity pools. Managed futures accounts are investment vehicles that hold...