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1. www.nasaa.org › verify-a-licenseVerify a License - NASAA

   www.nasaa.org › verify-a-license

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   NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION ™750 First Street NE, Suite 990 Washington, DC 20002 202-737-0900

2. pr.mo.gov › licensee-search-divisionMissouri Division of Professional Registration

   pr.mo.gov › licensee-search-division

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   The licensee search function of this website provides data extracted from our database and constitutes a Primary Source Verification. The information contained in "Downloadable Listings" and "Licensee Search" is updated nightly.

3. www.sos.mo.gov › securities › registration1Registration of Brokers and Advisers - Missouri Secretary of...

   www.sos.mo.gov › securities › registration1

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   Download the appropriate form (s) below. For more information, see the answers to frequently asked questions regarding broker and adviser registration. Broker-Dealers. Broker-Dealer Affidavit (Form SBD-1) Current Uniform Registrations (FINRA, formerly NASD) * Checklist for Missouri Broker-Dealer Applicants. Securities Agents. Form U-4 * Form U-5 *

4. pr.mo.gov › licensee-tsearchLicensee Search - Active Licensee Only - Missouri

   pr.mo.gov › licensee-tsearch

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   Missouri Division of Professional Registration Licensee Search. Primary Source Verification. The licensee search function of this website provides data extracted from our database and constitutes a Primary Source Verification.

5. www.investopedia.com › terms › sSeries 31: Structure, Requirements, Outline - Investopedia

   www.investopedia.com › terms › s

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   8 sty 2023 · The Series 31 is an exam and securities license entitling the holder to sell managed futures funds or supervise those activities. It also certifies individuals who want to receive trailing ...

6. www.finra.org › registration-exams-ce › qualification-examsSeries 31 – Futures Managed Funds Exam - FINRA.org

   www.finra.org › registration-exams-ce › qualification-exams

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   The Series 31 exam—the Futures Managed Funds Examination—is a National Futures Association (NFA) exam administered by FINRA. The exam consists of 45 scored questions. Candidates have one hour to complete the exam.

7. www.mo.gov › work › professional-registration-licensingProfessional Registration & Licensing - MO.gov

   www.mo.gov › work › professional-registration-licensing

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   The Division of Professional Registration provides support to 39 professional licensing boards and commissions responsible for licensing and regulating the activities of approximately 400,000 Missourians representing 240 different trades and professions.