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The Series 16 exam — the Supervisory Analyst Qualification Exam (SA) — assesses the competency of an entry-level principal to perform their job as a supervisory analyst.
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To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work. An individual must pass the exams prior to engaging in those areas of the business.
The Series 16 exam is a computer-based test consisting of 100 multiple-choice questions. It is divided into two parts: Part 1 (50 questions) on regulatory administration and Part 2 (50 questions) on research report content. Each part is timed separately, with a total exam duration of 4 hours.
30 maj 2024 · FINRA Series 16. Supervisory Analyst Exam. The Series 16 exam evaluates your ability to supervise the preparation and approval of research reports. Duration: Part 1: 1 hour and 30 minutes, Part 2: 2 hours Questions: Part 1: 50, Part 2: 50 Cost: $245 per part Passing Score: Part 1: 72%, Part 2: 74% Requirements: Must be associated with a FINRA ...
Registration Code Classifications. *The SIE is a corequisite for this registration (i.e., GS = SIE + S7). For the best experience, please use a Windows laptop or desktop. Users have reported issues enrolling on Mac, mobile and tablet devices.
12 kwi 2024 · To earn your Series 6, 7, 22, 57, 79, 82, and 99 license, you’ll need to pass the SIE exam and take the FINRA “top-off” exam for each license type. FINRA says that the exams are "corequisites," but that does not mean you have to take both at the same time.
