Search results
If this message is not eventually replaced by the proper contents of the document, your PDF ... Form 211 (Rev. 3-2024) Author: SE:WO Subject: Application for Award for Original Information Created Date: 3/18/2024 2:25:28 PM ...
FINRA continues to process corporate action requests by OTC issuers and to process Forms 211. When an issuer wants to initiate or resume quotation until now, it’s needed to find a sponsoring market maker willing to file a Form 211. In order to do so, he needed to obtain information from the company, including financial statements that needed ...
Instructions for Form 211, Application for Award for Original Information. General Information: The Whistleblower Office has responsibility for the administration of the whistleblower award program under section 7623 of the Internal Revenue Code.
FORM 211. General Instructions. Complete this form to initiate or resume quotations in a quotation medium, as defined in Rule 15c2-11(e)(i) under the Securities Exchange Act of 1934 (1934 Act) including, but not limited to, the OTC Bulletin BoardTM or OTC Link® ATS.
Form 211. Complete this form to initiate or resume quotations in the OTC Bulletin Board® Service, the National Quotation Bureau (NQB) “Pink Sheets®”, or any other comparable quotation medium.
6 sty 2021 · Form 211 Application. Rule 15c2-11 requires that companies have current information available before a market maker can quote the security. Form 211 satisfies this requirement through its many disclosure requirements, including: Identification of officers, directors, and those holding more than 5% interest in the company;
You may not have the Adobe Reader installed or your viewing environment may not be properly configured to use Adobe Reader. For information on how to install Adobe Reader and configure your viewing environment please see http://www.adobe.com/go/pdf_forms_configure.
