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This page contains the database on general information and status of representatives, entities and individuals who are or were previously licensed by or registered with the Securities Commission Malaysia (SC).
Public Register of Licence Holders and Registered Persons.
31 mar 2005 · The SC Investment Checker allows you to verify if an individual or entity is authorised by the SC to offer, promote, or sell any capital market products and services in Malaysia. If you have any doubt, please contact the SC at 0362048999 or email at [email protected]
REGISTRATION. The Capital Markets and Services Act 2007 (CMSA) repeals the Securities Industry Act 1983 (SIA) and the Futures Industry Act 1993 (FIA). The CMSA which takes effect on 28 September 2007 introduces a single licensing regime for capital market intermediaries.
CPE Tracker System. View CPE Points. Search Licensee Employee of Registered Persons (ERP) To view your current CPE Points, please provide the following details: Your identity: NRIC - for Malaysian. OR. Passport - for Non-Malaysian. AND. Your [active] licence number.
This online verification is intended to facilitate members of the public to ascertain whether individuals they are dealing with, for purposes of investment or contribution into unit trust schemes or private retirement schemes, are registered with FIMM as Consultants.
22 lut 2024 · You can search the member information by entering the registration number or full name. This search excludes MAICSA students and affiliates. DISCLAIMER CLAUSE. The purpose of the Members Search is to enable the public to obtain information on members registered with the Institute.
