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You can only satisfy an SEC filing obligation by submitting the information required by this form to the SEC in electronic format online at https://www.edgarfiling.sec.gov. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
31 maj 2017 · New Form N-CEN, a new annual reporting form to be used by registered funds to report certain census-type information to the SEC, replaces Form N-SAR, the semi-annual form currently used to report fund census information.
Form N-SAR, officially known as the Semi-Annual Report for Registered Investment Companies, was a regulatory filing required by the United States Securities and Exchange Commission (SEC) for investment companies. Established in the 1980s, it represented a significant step in the evolution of...
Open- and closed-end companies must file Form N-SAR semi-annually. The U.S. Securities and Exchange Commission's (SEC) Electronic Data Gathering and Retrieval (EDGAR) system provides the capability to receive, analyze and disseminate filings electronically.
22 wrz 2020 · Form N-LIQUID. What – Used to file a notice with the SEC if the fund’s liquidity is threatened by the occurrence of a “liquidity event,” such as a fund’s illiquid investments exceeding a 15% ceiling. When – Must be filed within one business day of the occurrence of these enumerated liquidity events. Form N-CR
1 sie 2017 · Amendments to Forms N-1A, N-3 and N-CSR to require certain disclosures regarding a fund’s securities lending activities.
22 lis 2016 · Form N-CEN will replace current Form N-SAR, and will require all registered investment companies, including UITs, to report detailed census-type information on an annual basis. This new form will streamline and update information currently reported to the SEC under Form N-SAR.
