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FORM 4. STATEMENT OF CHANGES OF BENEFICIAL OWNERSHIP OF SECURITIES. The Commission is authorized to solicit the information required by this Form pursuant to Sections 16(a) and 23(a) of the Securities Exchange Act of 1934, and Sections 30(h) and 38 of the Investment Company Act of 1940, and the rules and regulations thereunder.
29 gru 2023 · See Instruction 1(b). Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
The EASA Form 4 standard for an EASA Part-145 approval and the related completion instructions; The instructions to assist the maintenance organisation on establishing minimum requirements for
29 kwi 2022 · The SEC uses Form 4 in any investigations or litigations involving federal securities laws. Individuals or companies file a Form 4 on the SEC.gov website using the EDGAR system that we know and love from our studies of financial reports, such as the 10-k.
11 mar 2022 · Officially known as Form 4: Statement of Changes in Beneficial Ownership, Form 4 needs to be completed and filed with the SEC whenever a company ‘insider’ in the US buys or sells shares in their own company. In this guide, we look at the basics of SEC Form 4, including how to read Form 4 filings.
sec 1472 (05-19) general instructions 1. Who Must File (a) This Form must be filed by the following persons (“reporting person”): (i) any director or officer of an issuer with a class of equity securities registered pursuant to Section 12 of the Securities Exchange Act of 1934 (“Exchange Act”); (Note: Title is not determinative for ...
17 lut 2016 · For more information on the specifics of Form 4, you can see the instructions of the SEC website here (link opens PDF).
