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The Series 32 exam—the Limited Futures Examination-Regulations—is a National Futures Association (NFA) exam administered by FINRA. The exam consists of 35 scored questions. Candidates have 45 minutes to complete the exam.
To sign up for any of the futures industry exams, you must enroll online and pay the applicable fee to the Financial Industry Regulatory Authority (FINRA). Applications are only available for online submission. This online process provides convenient credit card and electronic (ACH) payment options. Fees are not refundable.
come to the Series 3 License Exam Manual. This manual has applied adult learning principles to give you the tools you’ll need to pass your exam on the first attempt. Why Do I Need to Pass the Series 3 Exam? The Commodities Futures Trading Commission (CFTC) and the National Futures
There is a two-step process that a candidate must complete to be able to take the Series 32 Exam. Step 1: The individual must apply with FINRA to take the NFA exam by completing and submitting an application form (Form U10, the Uniform Examination Request for non-FINRA candidates) online.
How to Pass Your Series 32 License and Take Your Career to the Next Level. 1. Find a Sponsoring Firm. 2. Study for Your Series 32 License. By choosing STC as your exam prep provider, you gain access to print and online study manuals, online practice exams, the instructor hotline, and more. 3. Complete Your TESS Filing.
To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work. An individual must pass the exams prior to engaging in those areas of the business.
Bank Training Center provides insightful Series 32 exam preparation courses - such as Series 32 self-study packages and Series 32 practice exams - to help you pass your Series 32 exam and earn your Series 32 license.
