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1. www.finra.org › registration-exams-ce › qualification-examsQualification Exams - FINRA.org

   www.finra.org › registration-exams-ce › qualification-exams

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   A registered representative must register as an equity trader and pass the Series 55 qualification exam prior to trading distressed convertible debt securities (other than on a securities exchange).

   • Series 82

     The Series 82 Content Outline provides a comprehensive guide...

   • FAQs

     Following are FAQs about the Securities Industry Essentials®...

   • Testing Accommodations Requests (Americans With Disabilities Act)

     All testing sites are wheelchair accessible for persons with...

   • Permitted Activities and Other Facts About Qualification Exams

     The following pages will be useful to registration managers...

   • Qualification Exam Waivers and Exemptions

     FINRA may grant waivers, in exceptional cases, or exemptions...

   • Frequently Asked Questions Related to Back-to-back Scheduling

     The appointment times will follow one another. For example,...

   • Finra Qualification and Registration Requirements Frequently Asked Questions

     The FINRA qualification and registration requirements are...

   • Schedule an Exam

     the name of the exam or its identifying series ID (e.g.,...

2. www.finra.org › sites › defaultEquity Trader Qualification Examination (Series 55) Content...

   www.finra.org › sites › default

   The Series 55 exam is designed to assess the competency of entry-level Equity Traders. It is intended to safeguard the investing public by helping to ensure that Equity Traders are competent to perform their jobs.

3. fastercapital.com › content › Demystifying-Series-55--Understanding-the-BasicsDemystifying Series 55: Understanding the Basics

   fastercapital.com › content › Demystifying-Series-55--Understanding-the-Basics

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   5 cze 2024 · The Series 55 examination, also known as the Equity Trader Limited Representative Qualification Exam, is designed for individuals who wish to become equity traders or sales traders in the securities industry.

4. fastercapital.com › content › Series55--The-ultimate-resource-for-securitiesSeries55: The ultimate resource for securities industry...

   fastercapital.com › content › Series55--The-ultimate-resource-for-securities

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   The Series 55 exam consists of 100 multiple-choice questions, and you will have four hours to complete it. The exam covers a range of topics, including market structure, trading activities, and regulatory requirements.

5. fastercapital.com › content › Series-55-vs--Other-Securities-Exams--UnderstandingSeries 55 vs: Other Securities Exams: Understanding the...

   fastercapital.com › content › Series-55-vs--Other-Securities-Exams--Understanding

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   The Series 55 exam, also known as the Equity Trader Limited Representative Qualification Exam, is designed for individuals who wish to become equity traders. This exam focuses on the knowledge and skills necessary to execute and facilitate trades in equity securities.

6. www.investopedia.com › terms › sSeries 57: What it is, How it Works, Example - Investopedia

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   27 lut 2021 · The Series 57 exam is a prerequisite for those wishing to trade equity and convertible debt securities. The Series 57 is administered by FINRA and consists of 50 multiple-choice questions.

7. www.investopedia.com › securities-industry-essentials-sie-exam-overview-4692828Securities Industry Essentials (SIE) Exam - Investopedia

   www.investopedia.com › securities-industry-essentials-sie-exam-overview-4692828

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   24 wrz 2024 · The SIE replaces portions of every previous exam, including the Series 6, Series 7, Series 22, Series 55/56 (replaced by Series 57), Series 79, Series 82, Series 86/87, and Series 99. These tests...