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The Series 66 exam — the NASAA Uniform Combined State Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 100 scored questions and 10 unscored questions. Candidates have 150 minutes to complete the exam.
- Qualification Exams
To become registered, securities professionals must pass...
- Qualification Exams
To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work. An individual must pass the exams prior to engaging in those areas of the business.
23 wrz 2024 · Series 66 is a NASAA exam and license for investment advisor representatives (IARs) or securities agents. Learn about the exam structure, content, requirements, and how it differs from Series 63 and Series 65.
27 kwi 2024 · The Series 66 exam is a combination of the Series 63 and Series 65 exams. But it does not include the product, analysis, and strategy questions that are a large part of the Series 65 exam.
13 lut 2024 · The Series 66 exam is designed to assess candidates’ understanding of key topics such as state securities registration and exemptions, ethical practices and fiduciary responsibilities, investment strategies and products, retirement planning, taxation, and client communication.
12 wrz 2023 · The Series 66 license, also known as the Uniform Combined State Law Examination, is a securities exam administered by the Financial Industry Regulatory Authority (FINRA). This license qualifies individuals to provide both investment advice and effect securities transactions on behalf of clients.
21 lut 2024 · In this roundup, we review the best Series 66 exam prep course providers to give you the best chance of passing the exam on your first attempt.
