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The Series 66 exam — the NASAA Uniform Combined State Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 100 scored questions and 10 unscored questions. Candidates have 150 minutes to complete the exam.
21 lut 2024 · In this roundup, we review the best Series 66 exam prep course providers to give you the best chance of passing the exam on your first attempt.
23 wrz 2024 · The Series 66 is a professional licensing exam for investment advisor representatives (IARs). Those who want to become IARs or securities agents must pass both the Series 66 and Series 7 exams. The...
13 lut 2024 · The Series 66 exam is designed to assess candidates’ understanding of key topics such as state securities registration and exemptions, ethical practices and fiduciary responsibilities, investment strategies and products, retirement planning, taxation, and client communication.
The examination consists of 100 multiple-choice questions and 10 pretest questions. In order for a candidate to pass the Series 66 Exam, he/she must correctly answer at least 73 of the 100 scored questions. Applicants are allowed 150 minutes to complete the examination.
27 kwi 2024 · Those who wish to be IARs must pass the Series 66 exam and the Series 7 exam. The Series 66 exam is the equivalent of taking both the Series 63 and Series 65 exams.
12 wrz 2023 · The Series 66 license, also known as the Uniform Combined State Law Examination, is a securities exam administered by the Financial Industry Regulatory Authority (FINRA). This license qualifies individuals to provide both investment advice and effect securities transactions on behalf of clients.
