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Legal Transfer Form. Online: shareholder.broadridge.com E-mail: shareholder@broadridge.com. Dear Shareholder, Thank you for contacting Broadridge Corporate Issuer Solutions, Inc. regarding a transfer of shares. Enclosed is the form you requested. You would use this form if: You are looking to change your name;
Based on feedback from you, our clients, the new Portal provides intuitive navigation to information about your campaign, follow the nominee voting, retrieve NOBO data, run reports, and beyond. The platform is available 24/7 and designed to help you save time, resources, and increase efficiency.
W-9 certification. If requested information is not known at time of transfer, or new owner is not available to sign, a W-9 form will be mailed to the new shareholder(s) once the shares are transferred. A new shareholder may also go online at www.shareholder.broadridge.com to print a W-9 form.
Broadridge Corporate Issuer Solutions, LLC is our subsidiary and is a leading provider of registrar, stock transfer and record keeping services with over 35 years of experience in the stock transfer agency industry.
View account details, transactions, optional investments, sell shares, manage dividends, tax questions, and plan documents and forms.
Receive a list of all Non-Objecting Beneficial Owners (NOBOs) for a given record date electronically or to request non-mailing data reports. Beneficial shareholders are broken up into two categories, Objecting Beneficial Owners (OBOs) and Non-Objecting Beneficial Owners (NOBOs).
File forms yourself with our web-based platform. Manage Section 16 and other standardized SEC filings in house to save time and money. Our intuitive and secure web-based platform guides you step-by-step through composing, reviewing and filing EDGAR forms with the SEC.
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