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Chapter 1 . – Laws, Regulations, and Guidelines Overview. UNIFORM SECURITIES. ACT. Learn about the model law used to regulate securities transactions at the state level. DEFINITIONS. A brief introduction into NASAA, administrator, NSMIA, person, and states is provided. Terms. Uniform Securities Act (USA) Blue-Sky laws.
Series 66. Uniform Combined State Law Exam. Crunch Time Facts—Key Formulas. v33. Crunch Time Facts | Key Formulas. The Crunch Time Facts are a collection of statements we believe are valuable as you engage in the final preparation to sit for your examination.
Hello all, I recently passed the series 66 on my first attempt and I wanted to share my personal notes on registration, exemptions and exclusions for B/D, agents, IA and IAR. This information was gathered from multiple study materials including the official NASSA website.
Series 66 with STC. i took the test 1/29 & received a 69% i scored a... 80% on section 1 (economic factors and business information) 90% on section 2 (investment vehicle characteristics) 83% on section 3 (client investment recommendations and strategies) 48% on section 4 (Law, regulations, and Guidelines)
I recently passed my S66 on 12/24 and thought I'd give this subreddit some advice that helped me like how I did for the S7 subreddit. Some general info: I used STC (I found this to be good for preparing me for the exam), and studied for 10 days. My scores consisted of high 70s to mid 80s.
Click on Documents and and a PDF version of the slides will be downloaded and can then be printed. How can I tell which chapters are my weakest and strongest? Go to your dashboard and click on My Scores.
14 cze 2024 · Prepare to pass The NASAA Series 66 Uniform Combined Law Examination. Our Prep Course is the ultimate guide for achieving success on the series 66 exam. Our series 66 prep materials deliver the highest pass rates in the industry.
