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How to Schedule an Appointment to Take an Exam at a Local Test Center. How to Schedule an Appointment to Take an Exam Online (Remotely) Before Scheduling an Online Test Appointment. Request an Online Appointment for the SIE Exam. Request an Online Appointment for NFA and FINRA Exams.
- Qualification Exams
Qualification Exams. To become registered, securities...
- Qualification Exams
Scheduling Your Exam: You now have two options to schedule your exam: Option 1: Schedule your exam in a Prometric test center. All FINRA exams are available to be scheduled at a Prometric test center. Back-to-back scheduling is a feature that allows for the scheduling of two appointments on the same day and at the same test center in one ...
Qualification Exams. To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work. An individual must pass the exams prior to engaging in those areas of the business.
Implementation and Amendment Dates of Qualification Examinations. Title. Effective Dates. Securities Industry Essentials (SIE) Exam. 10/2018 – present. Series 3 – National Commodities Futures Exam. 1966 – present. Series 4 – Registered Options Principal Exam. 04/1975 – present.
This guide discusses the procedures for signing up for the various exams, general administrative information about the exams, details regarding the various exam types, the topics covered on each exam and references to study materials available for preparing for the exams.
30 maj 2024 · The Series 86/87 exams are for research analysts, covering financial analysis, valuation, and compliance aspects of research activities. Duration: 4 hours and 30 minutes; 1 hour and 45 minutes. Questions: 85; 50. Cost: $225; $150.
Where are the exams given? FINRA is NASAA’s contractor for administering the Series 63, 65, and 66. As with other FINRA‐ administered exams, they are given at Prometric test centers. More scheduling information, including a link to a list of exam sites, can be found on the FINRA website.
