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On This Page. How to Schedule an Appointment to Take an Exam at a Local Test Center. How to Schedule an Appointment to Take an Exam Online (Remotely) Before Scheduling an Online Test Appointment. Request an Online Appointment for the SIE Exam. Request an Online Appointment for NFA and FINRA Exams.
- Qualification Exams
To become registered, securities professionals must pass...
- Qualification Exams
All FINRA exams are available to be scheduled at a Prometric test center. Back-to-back scheduling is a feature that allows for the scheduling of two appointments on the same day and at the same test center in one transaction.
To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work. An individual must pass the exams prior to engaging in those areas of the business.
Schedule an Exam. 3. On the Day of Your Exam. Whether you are new to the industry or are seeking to broaden your career, you may be required to pass an exam. Reasons include: you are looking to become a securities industry professional and are required by a state regulator or by an approved regulatory authority to take an exam;
Convenient, online, anywhere, anytime test scheduling and registration with global contact center support. Using the Prometric website, test takers can quickly, easily and conveniently register or schedule an exam online anytime they wish.
30 maj 2024 · This detailed guide will walk you through all the FINRA exams, from the introductory Securities Industry Essentials (SIE) exam to the more advanced principal-level and specialty exams.
1 kwi 2024 · FINRA requires you to schedule your exam within 120 days from the day of enrollment. Schedule your exam far enough in advance so you can give yourself at least three hours of study every day or a total of at least 80 hours.
