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Candidates are encouraged to schedule their exam session as far in advance as possible to secure their desired exam date. Refer to the information to learn more about how to schedule an appointment to take exams online and at a local test center.
All FINRA exams are available to be scheduled at a Prometric test center. Back-to-back scheduling is a feature that allows for the scheduling of two appointments on the same day and at the same test center in one transaction.
To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work. An individual must pass the exams prior to engaging in those areas of the business.
Test Scheduling & Registration. Convenient, online, anywhere, anytime test scheduling and registration with global contact center support. Using the Prometric website, test takers can quickly, easily and conveniently register or schedule an exam online anytime they wish.
Implementation and Amendment Dates of Qualification Examinations. Title. Effective Dates. Securities Industry Essentials (SIE) Exam. 10/2018 – present. Series 3 – National Commodities Futures Exam. 1966 – present. Series 4 – Registered Options Principal Exam. 04/1975 – present.
To access the Series 65 exam schedule, enroll with FINRA by creating an account. You’ll have the option of taking the exam remotely or at a Series 65 testing center. Find Prometric’s Series 65 exam dates by clicking on their scheduling page and choosing your state.
Prometric offers a number of tools and resources for your firm to make registering for, scheduling and taking FINRA exams as easy as possible. All testing options are flexible and secure, because the integrity of your test comes first.
