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An individual applying for registration as an investment advisor representative shall be required to provide evidence of passing within the two-year period immediately preceding the date of the application (i) the Uniform Investment Adviser Law Examination, Series 65; (ii) the Uniform Combined State Law Examination, Series 66 and the General ...
6 kwi 2020 · 21 VAC 5-80-10 E requires a federally covered advisor to submit: completed Form ADV Part 1; the statutory fee of $200 paid from the applicant’s IARD Daily Account. Investment Advisor Representative Initial Registration. Representatives of State and Federal Covered Advisors.
Get your Property and Casualty insurance licenses in Virginia with training from Kaplan Financial Education using our online study tools.
Application Forms. Any of the application forms listed below may be physically mailed to the Bureau of Financial Institutions or submitted via email to BFIApplications@scc.virginia.gov.
31 sty 2023 · File Online or Download Form. LLC1099.12-DOC or LLC1099.12-PDF. The State Corporation Commission (SCC) has regulatory authority over utilities, insurance, state-chartered financial institutions, securities, retail franchising and railroads.
Financial, Insurance & Business Licenses. Apply for the CPA exam Board of Accountancy. Apply or renew a CPA firm license Board of Accountancy. Apply or renew a CPA individual license Board of Accountancy.
At press time, this edition contains the most complete and accurate information currently available. Owing to the nature of license examinations, however, information may have been added recently to the actual test that does not appear in this edition.
