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The Division licenses broker-dealers, securities salespersons, investment advisers, investment adviser representatives and investment officers. The Division also registers securities offered for sale to Ohioans.
filings or licensure must be submitted electronically through the Investment Adviser Registration Depository (“IARD” ), a nationwide database and filing system maintained by the Financial Industry Regulatory Authority (“FINRA ”) that is available at iard.com . Filings
SURRENDER the Pawnbroker License. Sign and print your name, state your position with the company, and return this page to the Division of Financial Institutions via USPS or email to WebDFI-CF@com.ohio.gov. For all surrendered locations: complete the “Surrender” application located on the Division’s website at.
1 lip 2024 · Be sure to renew on time and avoid late fees! If you don't receive any notification of renewal, you may always request a status update via email to WebDFI-CF@com.ohio.gov. Online application for Pawnbroker license renewal for the 2025-2026 biennial year.
Renew Your Vehicle Registration. All registrations may be renewed 90 days prior to expiration. If you choose to visit a local deputy registrar license agency you will need to provide: A valid Ohio driver license or State of Ohio ID card. If leased, power of attorney documents.
2 paź 2024 · Financial securities licenses like Series 7 and Series 63 are required by individuals who market and sell investments or securities.
Major Lines Resident Individual. Continuing education requirements must be completed and posted on the licensee's record with the Ohio Department of Insurance before a license can be renewed. Expand All Sections.
