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The state of Pennsylvania requires that IAR candidates complete at least one of the following exam scenarios: The Series 65, Uniform Investment Adviser Law Examination; OR. The Series 7, General Securities Representative Examination, in combination with the Series 66, Uniform Combined State Law Examination; Register:
Learn all about prerequisites, exam format, duration, and topics covered by selecting the series exam you’re interested in by Kaplan Financial Education.
(i) The individual, before January 1, 2000, received a passing grade on the Series 2, 7, 8 or 24 examination for registered representatives or supervisors administered by FINRA and the Series 65 or Series 66 examinations.
To become a licensed financial advisor in Pennsylvania, you must have a bachelor’s degree from an accredited college or university and have successfully completed the required coursework in investments, economics, finance, taxation, and insurance.
At AB Training Center, we have a great selection of securities training courses available in Pennsylvania if you're wanting to obtain a Series 6, 7, and/or 63 license. Our courses come in a variety of formats from seminars, online training, self-study, and even OnDemand versions.
STC USA helps you to prepare for your Series 8 exam.
Financial advisors are required to have the following licenses: The General Securities Registered Representative Examination, which includes the Securities Industry Essentials (SIE) and Series 7. The Uniform Combined State Law Examination (Series 66) State insurance licensing requirements.
