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The Series 7 exam — the General Securities Representative Qualification Examination (GS) — assesses the competency of an entry-level registered representative to perform their job as a general securities representative.
- Series 52
The Series 52 exam—the Municipal Securities Representative...
- Qualification Exam Waivers and Exemptions
FINRA may grant waivers, in exceptional cases, or exemptions...
- Testing Accommodations Requests (Americans With Disabilities Act)
All testing sites are wheelchair accessible for persons with...
- Permitted Activities and Other Facts About Qualification Exams
The following pages will be useful to registration managers...
- Take the SIE Practice Test
Test Your SIE Knowledge Get firsthand experience with a free...
- Schedule an Exam
the name of the exam or its identifying series ID (e.g.,...
- Frequently Asked Questions
The following FAQ on FINRA.org pertain to Qualification...
- Limited English Proficiency
or candidates who are taking the SIE and have enrolled for a...
- Series 52
12 wrz 2023 · What Is the Series 7 License? The Series 7 license allows the holder to solicit, purchase, and/or sell most types of securities, such as investment company products, corporate securities, and municipal fund securities, except for futures and commodities.
What Is the Series 7 License? Definition, Cost and Requirements. All registered representatives and stockbrokers must pass the Series 7 exam. Here's what the process looks like to obtain the license.
In the United States, the Series 7 exam, also known as the General Securities Representative Exam (GSRE), is a test for entry-level registered representatives, that demonstrates competency to buy or sell security products such as corporate securities, municipal securities, options, direct participation programs, investment company products and ...
18 wrz 2024 · The Series 7 License is the preeminent professional license for those working in the securities industry. Getting your Series 7 License opens doors as a financial advisor or insurance agent selling securities and increases your ability to offer the most options to your clients.
26 mar 2008 · Individuals who want to enter the securities industry to sell any type of securities must take the Series 7 examination—formally known as the General Securities Representative Examination. Individuals who pass the Series 7 are eligible to register with all self-regulatory organizations to trade.
6 dni temu · Series 6 and Series 7 are two Financial Industry Regulatory Authority license exams. Read on to learn about the licenses and how the tests differ.
