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The Series 66 exam — the NASAA Uniform Combined State Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 100 scored questions and 10 unscored questions. Candidates have 150 minutes to complete the exam.
The Illinois State Police (ISP) has reinstituted the “Fast Track” Program which provides an opportunity for certified police officers to become Illinois State Troopers through participation in an accelerated training program.
To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work. An individual must pass the exams prior to engaging in those areas of the business.
The fee for taking the examination is $177. To schedule a candidate for examination, a firm should file an electronic Form U4 or an individual should open an enrollment window via FINRA.org and pay the fee. Please visit FINRA’s “Enroll for a Series Exam” page to register for a state licensing exam.
Learn more about what gets tested on the Illinois state trooper exam, including the minimum entry requirements that must be met to become a trooper; including the written exam, fitness exam, and interview test.
27 kwi 2024 · In most states, a new registered representative must at least pass the Series 63 exam to satisfy state law registration requirements. The fee for the exam is $147. Formally known as the Uniform...
The Uniform Combined State Law Examination also called the Series 66 exam is designed to qualify candidates as both securities agents and investment adviser representatives in the United States. It was developed by North American Securities Administrators Association (NASAA) and operated by the Financial Industry Regulatory Authority (FINRA).