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1. adviserinfo.sec.govIAPD - Investment Adviser Public Disclosure - Homepage

   adviserinfo.sec.gov

   You can search for an Investment Adviser firm on this website and view the registration or reporting form ("Form ADV") that the adviser filed. This website will also search FINRA's BrokerCheck system and indicate whether an entity is a Brokerage firm.

   • Resources

     Resources - IAPD - Investment Adviser Public Disclosure -...

   • The Carlyle Group

     The Carlyle Group - IAPD - Investment Adviser Public...

   • Harbourvest Partners, LLC

     Harbourvest Partners, LLC - IAPD - Investment Adviser Public...

   • Capital One Advisors, LLC

     Capital One Advisors, LLC - IAPD - Investment Adviser Public...

   • Pinebridge Investments LLC

     Pinebridge Investments LLC - IAPD - Investment Adviser...

   • Lpl Financial LLC

     Lpl Financial LLC - IAPD - Investment Adviser Public...

   • Edward Jones

     Edward Jones - IAPD - Investment Adviser Public Disclosure -...

   • Francisco Partners

     Francisco Partners - IAPD - Investment Adviser Public...

2. adviserinfo.sec.gov › firm › searchIAPD - Investment Adviser Public Disclosure - Homepage

   adviserinfo.sec.gov › firm › search

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   IAPD provides information on Investment Adviser firms regulated by the SEC and/or state securities regulators.

3. www.investor.gov › introduction-investing › general-resourcesHow to Use the Investment Professional Search Tool on...

   www.investor.gov › introduction-investing › general-resources

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   6 sie 2020 · If you are unsure whether an investment professional is an individual or firm, consider searching both ways. (View using the tool on Investor.gov) Search Results. As you type in the name, the search tool will generate a list of possible matches.

4. www.investor.gov › getting-started › working-investment-professionalUsing IAPD - Investor.gov

   www.investor.gov › getting-started › working-investment-professional

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   Through IAPD, you can: Search for an investment adviser firm; View the adviser’s current Form ADV filing, including the firm’s current relationship summary; Check the adviser’s registration status; Search for an investment adviser representative; View information on the representative’s professional background and conduct

5. www.investor.gov › glossary › investment-adviser-public-disclosure-iapdInvestment Adviser Public Disclosure (IAPD) - Investor.gov

   www.investor.gov › glossary › investment-adviser-public-disclosure-iapd

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   Search for an investment adviser firm or individual representative. View the adviser’s current Form ADV filing, including the firm’s current relationship summary. Check the adviser’s or individual representative’s registration status.

6. fastercapital.com › content › Investment-Adviser-Public-Disclosure--IAPD--DatabaseInvestment Adviser Public Disclosure: IAPD: Database: A Companion...

   fastercapital.com › content › Investment-Adviser-Public-Disclosure--IAPD--Database

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   Conduct a search: Once you are on the IAPD database page, you can conduct a search for investment advisers. You can search for an adviser by name, firm name, or CRD number. The CRD number is a unique identifier assigned to each investment adviser by the SEC.

7. adviserinfo.sec.gov › firmIAPD - Investment Adviser Public Disclosure - Homepage

   adviserinfo.sec.gov › firm

   IAPD provides information on Investment Adviser firms regulated by the SEC and/or state securities regulators.