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4. If Amendment, Date Original Filed (Month/Day/Year) 3. Date of Earliest Transaction Required to be Reported (Month/Day/Year) 4. If Amendment, Date Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing. * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
FORM 4. STATEMENT OF CHANGES OF BENEFICIAL OWNERSHIP OF SECURITIES. The Commission is authorized to solicit the information required by this Form pursuant to Sections 16(a) and 23(a) of the Securities Exchange Act of 1934, and Sections 30(h) and 38 of the Investment Company Act of 1940, and the rules and regulations thereunder.
SEC Form 4 is a filing requirement by the SEC for reporting changes in beneficial ownership of securities. This document is crucial for keeping track of insider trading activities. It provides transparency to investors and regulators. Get Form 4 SEC Filing Form.
29 kwi 2022 · Form 4 is a two-page report covering any buy or sell orders insiders place on the open market and any exercising of stock options we mentioned earlier. Any individual or company must file a Form 4s when a change in holdings of company insiders occurs, i.e., CEO, CFO, COO, and so on.
How to edit sec form 4 online. Ease of Setup. pdfFiller User Ratings on G2. Ease of Use. pdfFiller User Ratings on G2. Follow the steps down below to benefit from the PDF editor's expertise: 1. Log in to account. Click Start Free Trial and sign up a profile if you don't have one. 2. Prepare a file. Use the Add New button.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4 Filing Instructions. STATEMENT OF CHANGES OF BENEFICIAL OWNERSHIP OF SECURITIES. SEC 1475 (05-19) Disclosure of information specified on this Form is mandatory. The information will be used for the primary purpose of disclosing the transactions and holdings of directors, officers, and beneficial owners of registered companies.
